Job ID 21379
Career Level Senior Management
Experience 7 - 8 Years or +
Industry Banking / Finance / Investment
Qualifications Bachelor Degree
Our client, a well-established investment bank to invite high calibre candidates to join their company.
- Draft, review and negotiate (and update, if necessary) the relevant legal documentations, policies and procedures;
- Maintain correspondences with compliance functions
- Advise business functions of compliance issues relating to their work
- Advice and guidance on compliance queries, and conduct compliance checks and reviews
- Handle AML matters
- Handle queries and requests from audit and regulators
- Handle complaints
- Monitor licensing issues and information requests from SFC and business units;
- Carry out compliance trainings to the business units and provide advice to the management;
- Degree holder in Law or related disciplines;
- At least 7 years of experience in Finance Industry, Ibank or sizeable brokerage firm;
- Candidates from regulatory bodies (e.g. HKEx, SFC) will have advantage;
- Good team player with ability to work independently under pressure and time constraints;
- Excellent spoken and written English and Chinese including Mandarin.
To apply, please send your detailed resume by clicking “Apply Now” or contact Boei Yan at 3460 2012 for a confidential discussion.
Only shortlisted candidates will be notified.
Applicants who are not contacted within two weeks may consider their applications unsuccessful.All data collected will be used for recruitment purpose only & will be used strictly confidential.
Conners Consulting Limited 2005 Kai Tak Commercial Building 317 Des Voeux Road Central Hong Kong
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