Associate Director,Compliance (Investment Bank,Attractive Package)

Full time Permanent in Accounting & Auditing , in Admin & Human Resources , in Banking & Finance , in Professional & Legal Services
  • Central, Hong Kong View on Map
  • Post Date : September 29, 2021

Job Detail

  • Job ID 21379
  • Offered Salary 0
  • Career Level Senior Management
  • Experience 7 - 8 Years or +
  • Industry Banking / Finance / Investment
  • Qualifications Bachelor Degree

Job Description

Our client, a well-established investment bank to invite high calibre candidates to join their company.


  • Draft, review and negotiate (and update, if necessary) the relevant legal documentations, policies and procedures;
  • Maintain correspondences with compliance functions
  • Advise business functions of compliance issues relating to their work
  • Advice and guidance on compliance queries, and conduct compliance checks and reviews
  • Handle AML matters
  • Handle queries and requests from audit and regulators
  • Handle complaints
  • Monitor licensing issues and information requests from SFC and business units;
  • Carry out compliance trainings to the business units and provide advice to the management;


  • Degree holder in Law or related disciplines;
  • At least 7 years of experience in Finance Industry, Ibank or sizeable brokerage firm;
  • Candidates from regulatory bodies (e.g. HKEx, SFC) will have advantage;
  • Good team player with ability to work independently under pressure and time constraints;
  • Excellent spoken and written English and Chinese including Mandarin.

To apply, please send your detailed resume by clicking “Apply Now” or contact Boei Yan at 3460 2012 for a confidential discussion.

Only shortlisted candidates will be notified.

Applicants who are not contacted within two weeks may consider their applications unsuccessful.All data collected will be used for recruitment purpose only & will be used strictly confidential.

Conners Consulting Limited 2005 Kai Tak Commercial Building 317 Des Voeux Road Central Hong Kong


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