Job ID 15755
Career Level Others
Industry Banking / Finance / Investment
Qualifications Bachelor Degree
- Trade surveillance;
- Control room management;
- Other compliance duties as assigned by the Deputy Head of Compliance.
- Conduct regular trade based surveillance review to ensure adherence to company’s policy and relevant rules and regulations;
- Prepare documentation to report report and escalate to reporting manager any issues and exceptions highlighted;
- Control room management.
- With degree of bachelor or above;
- Previous work experience in trade surveillance or control room functions is preferable;
- Familiar with SFC or other regulatory rules;
- Strong product and transaction knowledge;
- Proficiency in written and spoken Mandarin and English;
- Independent ability to solve problems;
- Team player;
- Good communication and coordination skills.