Senior Settlement Officer/ Assistant Manager

Full time in Banking & Finance
  • Central, Hong Kong View on Map
  • Post Date : October 21, 2021

Job Detail

  • Job ID 21568
  • Offered Salary 0
  • Career Level Others
  • Experience 1 - 2 Years or +
  • Industry Banking / Finance / Investment
  • Qualifications Bachelor Degree

Job Description

Essence International Financial Holdings Limited (“Essence International”) is a wholly owned subsidiary of Essence Securities Company Limited (“Essence Securities”), with its establishment in Hong Kong following acquisition and name change of China Southern Securities (Hong Kong) Limited in May 2009. Essence International established as a financial holding company in Hong Kong, collaborates with the business of parent company Essence Securities in 120 sales points throughout 18 provinces in China, serving over a million customers. Subsidiary companies of Essence International are licensed for regulated activities for providing comprehensive financial services, including securities brokerage, futures, finance advisory, asset management and investment banking. To cope with ongoing expansion of our business, we are sourcing new talents to join our professional team.


  • Responsible for settlement of various financial products including HK and foreign securities
  • Communicate with outside brokers/ banks to arrange settlement and monitor the outstanding issues.
  • Responsible for the duties of Nominees and Corporate Actions for HK and overseas market
  • Ensure operations procedures are carried out in accordance with the internal and regulatory requirements.
  • Other ad-hoc projects as assigned


  • Degree holder or equivalent
  • Minimum 2-4 years relevant settlement experience in brokerage house with exposure to both HK and overseas securities
  • Familiar with back office system, eg. TTL, CTM, CCASS, MX
  • Familiar with regulatory and compliance requirements for equities
  • Good team player
  • Good command in English and Chinese, fluency in Putonghua
  • Willing to work overtime
  • MS Word/ Excel skills

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